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legal research

I need to know the main Regulation about "Alternative Trading Systems" in UK and Hong Kong.

On the regulation I specially need to discover the rules applied for pricing on the "Alternative Trading Systems", when it comes to stocks also traded on Stock-Exchanges. Can the price be different on the "Alternative Trading Systems" and on the Stock-Exchange? It's necessary to report these transactions to the respective regulator?

The regulator in UK is called "FCA" - Financial Conduct Authority (probably this regulation is a FCA rule). An the regulator in Hong Kong is "SFC" - Securities and Futures Comission of Hong Kong.

So, you just need to find the regulation that is applied on the question. If possible, just send me the archive of the regulation, with the part that fits on the description about pricing and report to the regulator underlined for me.

Skills: Legal Research, Legal, Research, Financial Research

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( 0 reviews ) Nova Friburgo, Brazil

Project ID: #24613117

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