I need to know the main Regulation about "Alternative Trading Systems" in UK and Hong Kong.
On the regulation I specially need to discover the rules applied for pricing on the "Alternative Trading Systems", when it comes to stocks also traded on Stock-Exchanges. Can the price be different on the "Alternative Trading Systems" and on the Stock-Exchange? It's necessary to report these transactions to the respective regulator?
The regulator in UK is called "FCA" - Financial Conduct Authority (probably this regulation is a FCA rule). An the regulator in Hong Kong is "SFC" - Securities and Futures Comission of Hong Kong.
So, you just need to find the regulation that is applied on the question. If possible, just send me the archive of the regulation, with the part that fits on the description about pricing and report to the regulator underlined for me.
17 freelancers are bidding on average $39 for this job
Hi there, I am a legal professional having years on years of experience, and I will be happy to research this for you without a problem! Feel free to click on Chat to get in touch with me right away!
I am best in research work and passionate to do work and complete the tasks. i am practicing as a lawyer since 2 and half years and have good knowledge of law.
Eu posso fazer isso por você, não há problema. Falante nativo de inglês e pós-graduação universitária. Procurando obter uma renda extra durante o bloqueio do coronavírus. Adrien L. CANADA